Is Round One regulated?

A

Administrator

10:50 AM on October 10, 2022

Round One is the trade name of a Securities and Exchange Commision (SEC) registered and regulated crowdfunding platform, owned and operated by financial intermediary Eastern Securities Development Corporation (ESDC), a Philippine-domiciled, duly SEC-registered Broker/Dealer institution, with Certificate Registration No. 01-2004-00046 and head office located at 1701 Tytana Plaza Bldg., Plaza Lorenzo Ruiz, Binondo Manila 1006

 

ESDC’s Certificate Registration Number may be verified via the Capital Markets Participants Registry System by searching "Eastern Securities". Additional information about ESDC may also be found at the website of the Capital Markets Integrity Corporation, the independent audit, surveillance and compliance arm of the Philippine Stock Exchange.


In its meeting on February 23rd of 2022, the Commission En Banc resolved to approve the ESDC’s Application for Registration as a Crowdfunding Intermediary under SEC Memorandum Circular No. 14 Series of 2019 to operate its crowdfunding platform, Round One.

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